Summary data book for ESG (Environmental, Social and Governance) initiatives related to Monex Group's business activities

Environment

Region or segment Sub-item Mar.
2017		 Mar.
2018		 Mar.
2019		 Mar.
2020		 Mar.
2021		 Mar.
2022
Japan
Segment *1		 Electricity
consumption(kWh) *2		 1,124,328 1,083,817 1,070,792 4,179,741 3,865,377 -
Energy
consumption(kL) *2		 258 272 269 1,014 963 -
Scope 2:
Indirect emissions (t-CO2)
*2 *3		 550 530 524 1,831 1,678 -
PET bottle cap collection
campaign:
weight collected(kg) *4		 - - - 41 32 21.4
PET bottle cap collection
campaign: converted to
vaccines(Vaccines)
*4		 - - - 21 17 10.7
PET bottle cap collection
campaign:
CO2 reduction(kg) *4		 - - - 129.2 100.8 67.4

*1  Japan Segment consists of the following subsidiaries of Monex Group, Inc.: https://www.monexgroup.jp/en/group_companies.html

*2  Consumption and emmission factors from "Implementation Ordinances for Global Warming Policies (Japan)" and "the Law Concerning the Rational Use of Energy (Japan)"

*3  The scope 1,2, and 3 classifications follow the Greenhouse Gas Protocol（GHG Protocol）: https://www.ghgprotocol.org

*4  Numerical values are based on estimated conversion values provided by Recycle Vendor. Conversions for vaccine purchases are 1 bottle (per person)  per 800 caps until March 2021, and 1 bottle (per person) per 1,000 caps from April 2022.

Social

ESG Investment

Region or segment Sub-item Mar.
2018		 Mar.
2019		 Mar.
2020		 Mar.
2021		 Mar.
2022		 Mar.
2023
Monex, Inc. Number of funds related to
ESG/SDGs (Funds) *		 5 8 10 10 12 12

Responsible Investment Ratio: 27%

The percentage of AUM of all funds under Monex Asset Management, Inc.(MAM)'s management, including Monex Activist Fund and funds whose primary objective is to invest in ETFs linked to ESG indices is 27% (as of February 8, 2022). MAM is a signatory to the Japan's Stewardship Code.

Responsible Investment , Assets Under Management (Millions of yen)

Feb.2020 Feb.2021 Feb.2022
Monex Activist Fund ー 5,991 12,081
Other(ESG-related ETF/funds) 158 4,882 3,140
Total 158 10,873 15,221

Investment Education

Region or segment Sub-item Mar.
2017		 Mar.
2018		 Mar.
2019		 Mar.
2020		 Mar.
2021		 Mar.
2022		 Mar.
2023
Japan
Segment		 Number of investment
seminar participants
(Persons)		 1,259 2,313 1,688 1,989 3,213 12,370 23,021
Total online seminars held
(Times)		 191 224 193 219 150 177 193
Total online seminar
paticipants (cumulative)
(Persons)		 173,409 112,627 129,885 155,960 146,463 159,806 134,636

* Held virtually in Mar.2021

Human Resources

Region or segment Sub-item Mar.
2017		 Mar.
2018		 Mar.
2019		 Mar.
2020		 Mar.
2021		 Mar.
2022		 Mar.
2023
Monex Group, Inc.
(Consolidated)		 Number of employees
(Persons)		 830 853 1,093 1,108 1,129 1,480 1,491
MG+MS* Percentage of women
(%)		 44 40 39 37 37 39 37
Percentage of women in
management positions
(%)		 19 20 21 20 28 31 28
U.S. Segment Percentage of women
(%)		 24 22 22 22 25 25 24
Percentage of women in
management positions
(%)		 18 27 21 20 27 25 25
Asia-Pacific
Segment		 Percentage of women
(%)		 45 45 45 44 41 42 35
Percentage of women in
management positions
(%)		 42 42 42 38 31 31 31
Crypto Asset
Segment		 Percentage of women
(%)		 - - 19 19 22 19 24
Percentage of women in
management positions
(%)		 - - 0 0 0 13 12

*  Monex Group, Inc.（MG）+Monex, Inc.（MS）

Number of active accounts/Assets in custody

Region or segment Sub-item Mar.
2017		 Mar.
2018		 Mar.
2019		 Mar.
2020		 Mar.
2021		 Mar.
2022		 Mar.
2023
Japan
Segment		 Number of
active accounts
(Accounts)		 1,023,369 1,045,035 1,058,725 1,061,072 1,100,369 1,210,899 1,248,906
Assets in custody
(100 Millions of
Yen)		 38,032 42,290 40,585 37,511 51,321 60,657 62,418
U.S.
Segment		 Number of
active accounts
(Accounts)		 63,024 74,810 90,578 102,012 145,887 183,403 200,483
Assets in custody
(Millions of U.S.
Dollars)		 4,340 5,182 5,534 5,420 10,336 12,029 10,090
Asia-Pacific
Segment		 Funded accounts
(Accounts)		 11,246 12,201 13,060 14,334 20,935 222,384 23,246
Assets in custody
(Millions of HK
Dollars)		 9,376 12,488 11,892 9,505 15,124 13,857 12,420
Crypto Asset
Segment		 Number of
verified customer
accounts
(Accounts)		 - - 857,675 938,445 1,204,500 1,620,025 1,802,203
Assets in custody
(100 Millions of
Yen)		 - - 665 693 4,361 4,818 3,297

Governance

Region or segment Sub-item Mar.
2017		 Mar.
2018		 Mar.
2019		 Mar.
2020		 Mar.
2021		 Mar.
2022		 Mar.
2023
Monex Group, Inc. Number of directors
(Persons) *		 11 9 9 9 11 10 11
Number of outside directors
(Persons) *		 6 6 6 6 7 6 7
Percentage of outside directors
on board (%) *		 55 67 67 67 64 60 64
Number of foreign nationals and women on board (Persons) * 2 2 2 2 3 3 4
Percentage of foreign nationals
and women on board (%) *		 18 22 22 22 27 30 36
Number of executives
(Persons)		 12 11 10 9 9 9 9

*  Shows annual data from the end of June after the General Meeting of Shareholders