Summary data book for ESG (Environmental, Social and Governance) initiatives related to Monex Group's business activities

Environment

Region or segment Sub-item Mar.
2017
Mar.
2018
Mar.
2019
Mar.
2020
Mar.
2021
Japan
Segment *1
Electricity
consumption(kWh) *2
1,124,328 1,083,817 1,070,792 - -
Energy
consumption(kL) *2
258 272 269 - -
Scope 2:
Indirect emissions (t-CO2)
*2 *3
550 530 524 - -
PET bottle cap collection
campaign:
weight collected(kg) *4
- - - 41 32
PET bottle cap collection
campaign: converted to
vaccines(Vaccines)
*4
- - - 21 17
PET bottle cap collection
campaign:
CO2 reduction(kg) *4
- - - 129.2 100.8

*1  Japan Segment consists of the following subsidiaries of Monex Group, Inc.: https://www.monexgroup.jp/en/group_companies.html

*2  Consumption and emmission factors from "Implementation Ordinances for Global Warming Policies (Japan)" and "the Law Concerning the Rational Use of Energy (Japan)"

*3  The scope 1,2, and 3 classifications follow the Greenhouse Gas Protocol(GHG Protocol): https://www.ghgprotocol.org

*4  Numerical values are based on estimated conversion values provided by Recycle Vendor. Conversions for vaccine purchases are 1 bottle (per person)  per 800 caps until March 2021, and 1 bottle (per person) per 1,000 caps from April 2022.

Social

ESG Investment

Region or segment Sub-item Mar.
2018
Mar.
2019
Mar.
2020
Mar.
2021
Mar.
2022
Monex, Inc. Number of funds related to ESG/SDGs
(Funds) *
5 8 10 10 12

Responsible Investment Ratio: 27%

The percentage of AUM of all funds under Monex Asset Management, Inc.(MAM)'s management, including Monex Activist Fund and funds whose primary objective is to invest in ETFs linked to ESG indices is 27% (as of February 8, 2022). MAM is a signatory to the Japan's Stewardship Code.

Responsible Investment , Assets Under Management (Millions of yen)

Feb.2020 Feb.2021 Feb.2022
Monex Activist Fund 5,991 12,081
Other(ESG-related ETF/funds) 158 4,882 3,140
Total 158 10,873 15,221

Investment Education

Region or segment Sub-item Mar.
2017
Mar.
2018
Mar.
2019
Mar.
2020
Mar.
2021
Mar.
2022
Mar.
2023
Japan
Segment
Number of investment
seminar participants
(Persons)
1,259 2,313 1,688 1,989 3,213 12,370 23,021
Total online seminars held
(Times)
191 224 193 219 150 177 193
Total online seminar
paticipants (cumulative)
(Persons)
173,409 112,627 129,885 155,960 146,463 159,806 134,636

* Held virtually in Mar.2021

Human Resources

Region or segment Sub-item Mar.
2017
Mar.
2018
Mar.
2019
Mar.
2020
Mar.
2021
Monex Group, Inc.
(Consolidated)
Number of employees
(Persons)
830 853 1,093 1,108 1,129
MG+MS* Percentage of women
(%)
44 40 39 37 37
Percentage of women in
management positions
(%)
19 20 21 20 28
U.S. Segment Percentage of women
(%)
24 22 22 22 25
Percentage of women in
management positions
(%)
18 27 21 20 27
Asia-Pacific
Segment
Percentage of women
(%)
44 42 45 44 40
Percentage of women in
management positions
(%)
14 14 15 11 9
Crypto Asset
Segment
Percentage of women
(%)
- - 19 19 22
Percentage of women in
management positions
(%)
- - 0 0 0

*  Monex Group, Inc.(MG)+Monex, Inc.(MS)

Number of active accounts/Assets in custody

Region or segment Sub-item Mar.
2017
Mar.
2018
Mar.
2019
Mar.
2020
Mar.
2021
Japan
Segment
Number of
active accounts
(Accounts)
1,023,369 1,045,035 1,058,725 1,061,072 1,100,369
Assets in custody
(100 Millions of
Yen)
38,031 42,290 40,585 41,968 51,321
U.S.
Segment
Number of
active accounts
(Accounts)
63,024 74,810 90,579 102,012 145,887
Assets in custody
(Millions of U.S.
Dollars)
4,340 5,182 5,534 5,420 10,336
Asia-Pacific
Segment
Funded accounts
(Accounts)
11,246 12,201 13,060 14,334 20,935
Assets in custody
(Millions of HK
Dollars)
9,376 12,488 11,891 9,505 15,124
Crypto Asset
Segment
Number of
verified customer
accounts
(Accounts)
- - 857,675 938,445 1,204,500
Assets in custody
(100 Millions of
Yen)
- - 665 858 4,359

Governance

Region or segment Sub-item Mar.
2017
Mar.
2018
Mar.
2019
Mar.
2020
Mar.
2021
Monex Group, Inc. Number of directors
(Persons) *
11 9 9 9 11
Number of outside directors
(Persons) *
6 6 6 6 7
Percentage of outside directors
on board (%) *
55 67 67 67 64
Number of directors who are
foreign nationals (Persons) *
1 - - - -
Number of women directors
(Persons) *
1 2 2 2 3
Percentage of foreign nationals and
women on board (%) *
9 22 22 22 27
Number of executives
(Persons)
12 11 10 9 9

*  Shows annual data from the end of June after the General Meeting of Shareholders