Summary data book for ESG (Environmental, Social and Governance) initiatives related to Monex Group's business activities

Environment

*1  Japan Segment consists of the following subsidiaries of Monex Group, Inc.: https://www.monexgroup.jp/en/group_companies.html

*2  Consumption and emmission factors from "Implementation Ordinances for Global Warming Policies (Japan)" and "the Law Concerning the Rational Use of Energy (Japan)"

*3  The scope 1,2, and 3 classifications follow the Greenhouse Gas Protocol(GHG Protocol): https://www.ghgprotocol.org

*4  Numerical values are based on estimated conversion values provided by Minato City Recycle Cooperative Society. The 430 caps collected weighed 1,000g and the CO2 reduction for an equivalent number of caps is 3,150g. In terms of vaccines, 800 caps can purchase one vaccine.

Social

ESG Investment

Responsible Investment Ratio: 27%

The percentage of AUM of all funds under Monex Asset Management, Inc.(MAM)'s management, including Monex Activist Fund and funds whose primary objective is to invest in ETFs linked to ESG indices is 27% (as of February 8, 2022). MAM is a signatory to the Japan's Stewardship Code.

Responsible Investment , Assets Under Management (Millions of yen)

Investment Education

* Held virtually in Mar.2021

Human Resources

*  Monex Group, Inc.(MG)+Monex, Inc.(MS)

Number of active accounts/Assets in custody

Governance

*  Shows annual data from the end of June after the General Meeting of Shareholders